Legal Disclaimer

All persons using the StoneCastle Financial Corp. ("we", "us" or the "Company") website ("Website") expressly agree to the foregoing disclaimer as a pre-condition to using this Website for any purpose whatsoever. The materials on the Website including, without limitation, news articles, informational materials and all other investment-specific information, have been prepared for informational purposes only and do not constitute financial, investment, legal, tax or any other advice. Neither the Website nor any of the materials on it constitute an offer, solicitation or recommendation to purchase any security or investment advisory services nor shall any such security or investment advisory service be offered or sold to any person in any jurisdiction in which such offer, solicitation, recommendation, purchase or sale would be unlawful under the laws of such jurisdiction. In addition, nothing on this Website shall be construed as a recommendation to purchase, sell or hold any security or other investment, or to pursue any investment strategy. In no event shall we be responsible or liable for the correctness of any such material or for any damage or lost opportunities resulting from use of this data.

Our advisor, StoneCastle Asset Management, LLC ("Advisor") is registered with the United States Securities and Exchange Commission ("SEC") as an investment adviser under the Investment Advisers Act of 1940, as amended. Registration with the SEC does not imply a particular level of skill or training. For more detailed information, please see our Advisor's Form ADV Parts I and 2A on file with the SEC.

Unless otherwise stated, the information and content of this Website is proprietary material owned by or licensed to the Company. While you may print a copy of the information contained on this Website for your own purposes, any other republication or redistribution of the text or graphics of this Website, including, without limitation, linking or framing, is expressly prohibited without our prior written permission. Any other trademarks or service marks appearing anywhere on our Website are the property of their respective owners. To the extent any product name or logo does not appear with a trademark (™) does not constitute a waiver of any and all intellectual property rights that we or our licensors have established in any of their respective products, features, service names or logos. The unauthorized use of any material on the Website may violate numerous statutes, regulations and laws, including, but not limited to, copyright, trademark, trade secret or patent laws. Requests to link to our site must include the URL of your site and an explanation for the link to our site.

ALL INFORMATION AND CONTENT ON THE WEBSITE IS, SUBJECT TO APPLICABLE STATUTES AND REGULATIONS, FURNISHED "AS IS", AND "AS AVAILABLE" WITHOUT WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT.

Neither we nor our Advisor make any judgment or warranty with respect to the accuracy, timeliness or suitability of the content of any of the services herein provided.

Certain links furnished on our Website may allow you to leave our Website. These third party websites are not under our control and we disclaim any responsibility for the contents of such linked sites or any links contained in any such linked websites, including user comments at our LinkedIn or Google+ pages. We further disclaim any responsibility for any form of transmission received from any linked third party website or advertising. If we provide these links to you, it is done simply as a convenience to you and inclusion of any link herein shall in no way be construed as an endorsement by us of the site.